Find the latest industry news below.
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Logan Capital Acquires Dividend Growth Strategies: Portfolio Products
on February 16, 2019 at 1:39 pm
Also, Solactive launched a new line of ESG benchmark indices. &nbs […]
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House Bills Could Set Federal Short-Term Health Disclosure Standards
on February 15, 2019 at 9:07 pm
H.R. 1143 would require issuers to offer consumers a detailed list of warnings. &nbs […]
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4 Ways to Make Culture Count for Independent Advisors
on February 15, 2019 at 8:48 pm
"Culture" is a term often thrown around today, but what does it mean, and what do firms need to do to harness it? &nbs […]
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The Long and the Short of It: New Direxion ETFs Help Investors Amplify Their Bets
on February 15, 2019 at 8:33 pm
Direxion's new "relative weight" ETFs invest in stocks on the upside and short stocks on the downside. &nbs […]
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NY Best-Interest Reg for BDs Selling Annuities Is Coming
on February 15, 2019 at 8:03 pm
Eversheds Sutherland attorneys alert BDs about the need to prep for the rule, which takes effect in August. &nbs […]
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This Is Your Clients' Top Retirement Planning Fear, According to CPAs
on February 15, 2019 at 7:53 pm
Clients can use these five tips to increase their retirement confidence. &nbs […]
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Why the Commonwealth-MassMutual Tie-Up Is a 'Big Deal'
on February 15, 2019 at 7:30 pm
“All companies have to think of themselves as technology companies now, a Commonwealth tech exec says. &nbs […]
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Health Insurance Sales Reps Outearn Specialty Products Reps
on February 15, 2019 at 6:38 pm
Here are some treasures from a new BDO compensation report. &nbs […]
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What Are Medicare Advantage Plans' New Mini LTC Benefits Really Like?
on February 15, 2019 at 6:21 pm
Actuaries found that efforts to help caregivers are already popular. Wandering support services might be a benefit to watch. &nbs […]
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Record Grant-Making at Fidelity Charitable, National Philanthropic Trust
on February 15, 2019 at 6:09 pm
Last year, Fidelity Charitable made some 1.3 million donor-recommended grants, totaling more than $5.2 billion. &nbs […]
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Sales Practice Risk in the Digital Era, Part 1: Where We Are, Where We're Going
on February 15, 2019 at 3:34 pm
Advisors must stay abreast of the evolving risks and requirements associated with selling practices, particularly those involving technology. &nbs […]
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Execs Face Up to 5 Years in Prison for Lying to SEC: Enforcement
on February 15, 2019 at 2:57 pm
Meanwhile, the SEC canceled the registration of an internet-based RIA who failed for three years to launch a website. &nbs […]
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SEC Extends Comment Period on VA Summary Prospectus Plan
on February 15, 2019 at 2:42 pm
A consumer advocate urges regulators to be “bold in educating consumers on these “complex and potentially harmful products. &nbs […]
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JPMorgan to Use Digital Coin to Accelerate Corporate Payments
on February 15, 2019 at 2:21 pm
The biggest U.S. bank said it developed a prototype digital coin based on blockchain technology. &nbs […]
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10 Hot Investment Themes for 2019: Raymond James
on February 15, 2019 at 5:53 am
Larry Adam, CIO for the firm's private client group, looks at the economy and global asset classes. &nbs […]
