Find the latest industry news below.
- 5 Trends Defining Success in the Life and Annuity Industrieson September 25, 2023 at 6:40 am
A consultant reads you in on what he's telling the insurers. Related StoriesYes, Homeowners Insurance Is Your Concern - EnclosureMet a Possible Prospect? Meet Again. - EnclosureT-Bills vs. Treasury Bonds: Which Should You Pick When the Yield Curve Inverts? - Enclosure
- Medicare's Chief Actuary Grades a Proposal to Hike Taxes on the Wealthyon September 24, 2023 at 5:00 am
A bill expandiing the Net Investment Income Tax could keep Medicare solvent for 75 years, Paul Spitalnic predicts. Related StoriesMany High-Income Medicare Enrollees Struggle, Too: Survey - EnclosureSEC Hits Wisconsin BD With Reg BI Fine - EnclosureGoldman Sent Inaccurate Data to the SEC on 163M Trades - Enclosure
- 7 Social Security and Medicare Quirks That Trip Up Advisorson September 22, 2023 at 8:26 pm
The two programs can interact in surprising ways, retirement consultant Marcia Mantell says. Related Stories12 New Medicare Bills to Watch This Fall - Enclosure5 Broker Behaviors That Should Raise a Red Flag - EnclosureMany High-Income Medicare Enrollees Struggle, Too: Survey - Enclosure
- Cetera Names New Head of Indie Advisor Channelon September 22, 2023 at 8:12 pm
Tom Halloran, Cetera Wealth Partners president, will replace Brett Harrison, who is leaving after over 25 years. Related StoriesSEC Hits Wisconsin BD With Reg BI Fine - EnclosureGoldman Sent Inaccurate Data to the SEC on 163M Trades - EnclosurePrivate Equity-Backed Insurance Distributors Are Still Shopping - Enclosure
- Vanguard to Launch 2 New Active Bond ETFson September 22, 2023 at 8:00 pm
The ETFs should provide investors with broadly diversified, single-fund fixed-income holdings, Vanguard said. Related StoriesBlackRock Launches TIPS ETF Suite - EnclosureJeffrey Gundlach Fires Back After Bill Gross Says He's No 'Bond King' - EnclosureSEC Hits Wisconsin BD With Reg BI Fine - Enclosure
- What to Expect in Markets for the Rest of 2023on September 22, 2023 at 7:26 pm
Here's where we see buying opportunities as the last quarter of the year approaches. Related StoriesYes, Homeowners Insurance Is Your Concern - EnclosureBlackRock Launches TIPS ETF Suite - Enclosure12 New Stats on Where Americans Stand on Retirement Now - Enclosure
- Altruist Ends Portfolio Software Fee for Advisorson September 22, 2023 at 7:15 pm
The custodian had been charging a monthly portfolio accounting fee of $1 per brokerage account. Related StoriesSEC Hits Wisconsin BD With Reg BI Fine - EnclosureGoldman Sent Inaccurate Data to the SEC on 163M Trades - EnclosurePrivate Equity-Backed Insurance Distributors Are Still Shopping - Enclosure
- 15 Best Cities for Financial Security in Retirementon September 22, 2023 at 6:42 pm
Older adults in these cities experience less poverty and higher rates of homeownership, according to SmartAsset. Related Stories12 New Stats on Where Americans Stand on Retirement Now - Enclosure12 New Medicare Bills to Watch This Fall - Enclosure5 Broker Behaviors That Should Raise a Red Flag - Enclosure
- TD Ameritrade Sued Again Over MOVEit Data Breachon September 22, 2023 at 6:23 pm
The brokerage was negligent in using the MOVEit software despite security vulnerabilities, the plaintiff argues. Related StoriesSEC Hits Wisconsin BD With Reg BI Fine - EnclosureGoldman Sent Inaccurate Data to the SEC on 163M Trades - EnclosurePrivate Equity-Backed Insurance Distributors Are Still Shopping - Enclosure
- SEC Hits Wisconsin BD With Reg BI Fineon September 22, 2023 at 4:14 pm
The firm's policies and procedures contained Reg BI language but weren't tailored to its business, the SEC said. Related StoriesGoldman Sent Inaccurate Data to the SEC on 163M Trades - EnclosurePrivate Equity-Backed Insurance Distributors Are Still Shopping - EnclosureMany High-Income Medicare Enrollees Struggle, Too: Survey - Enclosure
- Goldman Sent Inaccurate Data to the SEC on 163M Tradeson September 22, 2023 at 3:28 pm
The bank agreed to pay a $6 million fine. Related Stories5 Broker Behaviors That Should Raise a Red Flag - EnclosurePrivate Equity-Backed Insurance Distributors Are Still Shopping - EnclosureMany High-Income Medicare Enrollees Struggle, Too: Survey - Enclosure
- 5 Broker Behaviors That Should Raise a Red Flagon September 22, 2023 at 2:34 pm
FINRA is warning investors to be wary of certain behaviors by their brokers that can signal likely misconduct. Related Stories12 New Stats on Where Americans Stand on Retirement Now - Enclosure12 New Medicare Bills to Watch This Fall - Enclosure8 Factors That Influence When Clients Should Claim Social Security - Enclosure
- 10 Insurance Sales Success Strategieson September 22, 2023 at 6:15 am
There are all sorts of new tricks, and then there are the techniques that work. Related StoriesYes, Homeowners Insurance Is Your Concern - EnclosureMet a Possible Prospect? Meet Again. - Enclosure10 States Where Annuity Sales Rules Still Look Different - Enclosure
- Yes, Homeowners Insurance Is Your Concernon September 22, 2023 at 5:41 am
For many high-net-worth clients, this has suddenly become the top financial headache. Related StoriesMany High-Income Medicare Enrollees Struggle, Too: Survey - Enclosure12 New Stats on Where Americans Stand on Retirement Now - Enclosure12 New Medicare Bills to Watch This Fall - Enclosure
- What 7 Advisors Are Saying About 60/40 Portfolios, Tech Stocks Now: Advisors' Adviceon September 21, 2023 at 9:40 pm
As balanced portfolios have bounced back, here's what advisors are telling their clients. Related StoriesGundlach's 5 Top Economic Predictions for 2023 and Beyond - EnclosureBob Doll: Stock Market Upside Likely Limited - Enclosure10 Cheap Stocks With Reliable Dividends: Morningstar - Enclosure