Find the latest industry news below.

  • 11 Worst States for Medicare Drug Plan Menu Cuts
    on October 9, 2024 at 11:26 pm

    Any big problems in this market could affect all financial services conversations in Washington.      Related Stories5 Worst U.S. Hurricanes Since 1900Medicare-Eligible Workers Face a Dilemma20 Worst-Paying College Majors: 2024 

  • XY Planning Network Marks 10th Anniversary
    on October 9, 2024 at 9:40 pm

    The network has proven that serving younger clients is "not only viable, it's profitable," says CEO Alan Moore.      Related StoriesBoston Residents Face 28% Tax Hike as Office Values SlumpNew UHNW Wealth Management Outsourcing Platform Comes to MarketFINRA Bars Ex-Rep Ousted for Outside Business Activity 

  • Boston Residents Face 28% Tax Hike as Office Values Slump
    on October 9, 2024 at 9:25 pm

    The move would happen if the state legislature fails to sign off on a proposal to temporarily raise commercial rates before Nov. 30.      Related StoriesNew UHNW Wealth Management Outsourcing Platform Comes to MarketFINRA Bars Ex-Rep Ousted for Outside Business ActivityFidelity to Unveil Revamped Desktop-Trading Platform 

  • 'Dr. Doom' Warns of Stagflation Shock if Trump Wins
    on October 9, 2024 at 9:09 pm

    Trump's proposals threaten to slow down the economy and spur inflation, Nouriel Roubini says.      Related StoriesJeremy Siegel Says S&P Could Hit 6,000 in 2024New UHNW Wealth Management Outsourcing Platform Comes to Market20 Worst-Paying College Majors: 2024 

  • Annuities Can Provide Tax Bracket Cushions
    on October 9, 2024 at 8:44 pm

    Annuities are not just for middle-income retirement savers, a CFP says.      Related StoriesNew UHNW Wealth Management Outsourcing Platform Comes to MarketIn Long-Term Care Planning, Traditions MatterDebate: Is the 20% Business Income Deduction Worth It? 

  • Merrill Asks Judge to Dismiss Ex-Advisor's Suit Over Deferred Comp
    on October 9, 2024 at 8:10 pm

    The advisor said he forfeited $500,000 in unvested funds allocated to an award plan.      Related StoriesTop DOL Official Sees a 'Nonsensical' Reality at Heart of Fiduciary FightTexas Stock Exchange Names Nasdaq, NYSE Veterans to Top JobsLPL Names Cheri Belski Head of Investment Management Solutions 

  • Cetera CEO: What's Next After Protective Life Deal
    on October 9, 2024 at 7:14 pm

    The firm aims to "make the big feel small" for its 12,000 advisors across channels, CEO Durbin says.      Related StoriesNew UHNW Wealth Management Outsourcing Platform Comes to MarketFINRA Bars Ex-Rep Ousted for Outside Business ActivityFidelity to Unveil Revamped Desktop-Trading Platform 

  • 5 Things Advisors Should Know About the Great Wealth Transfer
    on October 9, 2024 at 4:39 pm

    A large share of potential inheritors plan to hire an advisor, a new survey finds.      Related StoriesBlanchett: Advisors Say They Discuss These 7 Retirement Issues. Clients Disagree.Top DOL Official Sees a 'Nonsensical' Reality at Heart of Fiduciary FightHow Advisors Plan to Use Tech to Boost Growth: Schwab 

  • New UHNW Wealth Management Outsourcing Platform Comes to Market
    on October 9, 2024 at 5:58 am

    The new Family Office Resource Group offers a white-labeled solution for wealth managers.      Related StoriesFINRA Bars Ex-Rep Ousted for Outside Business ActivityFidelity to Unveil Revamped Desktop-Trading PlatformSchwab Foundation to Be Lead Sponsor of Pro Bono Advice Campaign 

  • Wall Street Salaries Fall Further From Pandemic Heights
    on October 9, 2024 at 5:46 am

    The 5.2% drop on the prior year was largely due to smaller bonuses, which were $176,500 on average.      Related StoriesJeremy Siegel Says S&P Could Hit 6,000 in 202420 Worst-Paying College Majors: 2024FINRA Bars Ex-Rep Ousted for Outside Business Activity 

  • 20 Worst-Paying College Majors: 2024
    on October 9, 2024 at 5:18 am

    There's more to picking a career than money, but it's important for students to choose with open eyes.      Related StoriesThe 12 Wealthiest Countries in 2023Good News & Bad News: 8 New Findings About Retirement ReadinessJeremy Siegel Says S&P Could Hit 6,000 in 2024 

  • FINRA Bars Ex-Rep Ousted for Outside Business Activity
    on October 8, 2024 at 9:41 pm

    A former New York Life Securities rep charged fees for outside services that he failed to disclose.      Related StoriesUBS Accuses Ex-Advisor of 'Brazen' Attempts to Steal ClientsStifel Must Pay Clients Over $14M in Structured Notes Case: FINRA PanelFidelity to Unveil Revamped Desktop-Trading Platform 

  • Fidelity to Unveil Revamped Desktop-Trading Platform
    on October 8, 2024 at 9:14 pm

    The new Active Trader Pro will feature faster processing speeds and a refreshed look.      Related StoriesFINRA Bars Ex-Rep Ousted for Outside Business ActivitySchwab Foundation to Be Lead Sponsor of Pro Bono Advice CampaignJeremy Siegel Says S&P Could Hit 6,000 in 2024 

  • Schwab Foundation to Be Lead Sponsor of Pro Bono Advice Campaign
    on October 8, 2024 at 9:01 pm

    Schwab will match contributions to the Foundation for Financial Planning event from individual supporters up to $600,000.      Related StoriesFINRA Bars Ex-Rep Ousted for Outside Business ActivityFidelity to Unveil Revamped Desktop-Trading PlatformJeremy Siegel Says S&P Could Hit 6,000 in 2024 

  • Jeremy Siegel Says S&P Could Hit 6,000 in 2024
    on October 8, 2024 at 8:55 pm

    But returns will likely be more subdued in 2025, the economist says.      Related StoriesThe 12 Wealthiest Countries in 2023El-Erian Warns Fed After Jobs Data: 'Inflation Is Not Dead'Jeremy Siegel: Rate Cut 'Fantastic' for Market