Industry News

The updated guidance may help to resolve some questions raised by the amended rule, ICI says.      Related StoriesPrudential Joins Effort to Sell New Way to Tap Retirement AssetsIRS Releases Roth Catch-Up GuidanceJeremy Siegel: Beware of 'Overly Optimistic' Growth Expectations 

These defined outcome ETFs pair some annuity-like benefits with greater flexibility.      Related StoriesRILAs Will Still Be King of the Annuity Hill, LIMRA PredictsAnnuity Issuer Adds $3B in CapitalEarly IRA and 401(k) Withdrawals: What to Know 

The company is teaming up with FIDx and DFA to create an "insurance overlay" for the assets clients already have.      Related StoriesIRS Releases Roth Catch-Up GuidanceJeremy Siegel: Beware of 'Overly Optimistic' Growth ExpectationsRobinhood to Pay $45M to Settle SEC Claims 

The offering helps advisors optimize charitable giving, Roth conversions and other tax strategies.      Related StoriesIRS Releases Roth Catch-Up GuidanceJeremy Siegel: Beware of 'Overly Optimistic' Growth ExpectationsRobinhood to Pay $45M to Settle SEC Claims 

Phony email campaigns suggested two employees were convicted rapists with neo-Nazi ties, the firm's defamation suit says.      Related StoriesIRS Releases Roth Catch-Up GuidanceJeremy Siegel: Beware of 'Overly Optimistic' Growth ExpectationsRobinhood to Pay $45M to Settle SEC Claims 

The acquisition of Boston-based Parrot AI enables advisors to record, transcribe and summarize meetings.      Related StoriesIRS Releases Roth Catch-Up GuidanceJeremy Siegel: Beware of 'Overly Optimistic' Growth ExpectationsRobinhood to Pay $45M to Settle SEC Claims 

Twenty-two percent of survey respondents said that they had allocated to digital currency in client accounts.      Related StoriesTreasurys See Hoped-For Rally Fizzle in Another Lagging YearIRS Releases Roth Catch-Up GuidanceJeremy Siegel: Beware of 'Overly Optimistic' Growth Expectations 

Newly proposed regulations answer some major questions created by Secure 2.0.      Related StoriesEarly IRA and 401(k) Withdrawals: What to KnowThe Most Confusing Inherited IRA Questions, AnsweredJeremy Siegel: Beware of 'Overly Optimistic' Growth Expectations 

A market correction is possible as investors adjust to more moderate returns, the Wharton economist says.      Related StoriesBob Doll's 10 Predictions for 2025Jeremy Siegel: 'Dip Can't Be Ruled Out' for S&P in 2025Robinhood to Pay $45M to Settle SEC Claims 

Robinhood "failed to observe a broad array of significant regulatory requirements," the SEC says.      Related StoriesJeremy Siegel: Beware of 'Overly Optimistic' Growth ExpectationsRILAs Will Still Be King of the Annuity Hill, LIMRA PredictsNew Bill Boosts SALT Deduction Cap 

Employees used personal devices to communicate internally and externally by text messages, the SEC said.      Related StoriesRobinhood to Pay $45M to Settle SEC ClaimsJeremy Siegel: Beware of 'Overly Optimistic' Growth ExpectationsRILAs Will Still Be King of the Annuity Hill, LIMRA Predicts 

Paul Brahim envisions a world in which financial planning is understood and appreciated like other career-track professions.      Related StoriesHow One RIA Unlocked Growth by Outsourcing Investment ManagementKestra Financial to Replace President in AprilFSI Names Board of Directors and Executive Committee 

Traditional variable annuity products might be coming up from the valley of despair.      Related StoriesJeremy Siegel: Beware of 'Overly Optimistic' Growth ExpectationsRobinhood to Pay $45M to Settle SEC ClaimsNew Bill Boosts SALT Deduction Cap 

Longtime sales consultant Nancy Bleeke Noel tells ThinkAdvisor the keys to overcoming objections and adding clients.      Related StoriesAt Edelman, M&A Is a 'Cultural Alignment,' Not a 'Conveyor Belt'How Do You Get Clients to Care About the Future?The Keys to Finding Financial Harmony 

The SALT Fairness for Working Families Act increases the limit to $15,000 and eliminates the marriage penalty.      Related StoriesJeremy Siegel: Beware of 'Overly Optimistic' Growth ExpectationsRobinhood to Pay $45M to Settle SEC ClaimsRILAs Will Still Be King of the Annuity Hill, LIMRA Predicts