Find the latest industry news below.
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House Passes Bill Requiring SEC to Test Investor Disclosures
on October 18, 2019 at 1:53 am
SEC Disclosure Effectiveness Testing Act also requires the agency to review and test its existing disclosures for retail investors. &nbs
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'Free' Medicare Advantage Plans Are Hot: Mark Farrah Associates
on October 17, 2019 at 9:57 pm
The firm sees less issuer excitement about plans that cost more than $50 per month. &nbs
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Schwab Charitable, RIAs Give Advisors Some Philanthropy Advice
on October 17, 2019 at 9:32 pm
They discussed how advisors can improve their charity and socially responsible investing services. &nbs
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10 Trends Driving Markets for the Next 3 Decades
on October 17, 2019 at 9:10 pm
In a survey of big investors, one trend emerged as the unambiguous winner. &nbs
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Schwab to Allow Trading of Fractional Shares: Report
on October 17, 2019 at 8:30 pm
The move suggests other shifts by the brokerage firm as it seeks to add younger investors to its client base, one industry watcher says. &nbs
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Morgan Stanley CEO: Zero Commissions Won't Hurt Advisory Fees
on October 17, 2019 at 7:54 pm
"The advice pricing holds up as long as clients are getting value," CEO James Gorman said. &nbs
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9 of the Best Investment Jokes
on October 17, 2019 at 7:08 pm
Why nine investment jokes? Because the 10th joke really wasn't that good. &nbs
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TD Ameritrade's Skip Schweiss Named 2020 FPA President-Elect
on October 17, 2019 at 6:48 pm
FPA also elected new board members and FPA NexGen leaders. &nbs
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Nassau Financial to Acquire Foresters' U.S. Life Business
on October 17, 2019 at 6:43 pm
Nassau, the Phoenix Companies Inc. buyer, aims to sell new products, not just administer old products. &nbs
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ACLI, IRI Have a Message for 7 Republican Senators
on October 17, 2019 at 4:51 pm
The groups are working to get the Secure Act out of neutral. &nbs
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Integrity Marketing Makes 2 More Deals
on October 17, 2019 at 4:19 pm
One is for a final expense and annuity IMO, and the other is for a Medicare plan IMO. &nbs
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Financial Advisors Are Failing to Plan for the Future: Study
on October 17, 2019 at 3:36 pm
A joint study by SEI and the FPA found that advisors are not adequately anticipating the changing needs of clients. &nbs
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Raymond James, Stifel Add Wirehouse Reps: Recruiting Roundup
on October 17, 2019 at 2:52 pm
Meanwhile, LPL Financial brings on advisors from JPMorgan and 1st Global. &nbs
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Canadian Company Acquires Connecture
on October 17, 2019 at 5:46 am
Connecture was one of the pioneers in efforts to sell insurance online. &nbs
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Start Here to Improve Your Practice
on October 17, 2019 at 5:27 am
If you want to build a top advisory firm, don't begin by focusing on exterior resources like technology. &nbs
